General Announcement::Statement on Administrative Action by Japa'n s Financial Services Agency

Issuer & Securities

Issuer/ Manager
NOMURA HOLDINGS, INC
Securities
NOMURA US$1.25B2.329%N270122 - US65535HAZ29 - HRMB
NOMURA US$500M2.71%N290122 - US65535HBB42 - IYWB
NOMURA US$750M2.999%N320122 - US65535HBA68 - 5L3B
NOMURA US$800M5.099%N250703 - US65535HBE80 - FEHB
NOMURA US$500M5.386%N270706 - US65535HBF55 - KMHB
NOMURA US$600M5.605%N290706 - US65535HBC25 - MHHB
NOMURA US$600M5.709%N260109 - US65535HBG39 - MUFB
NOMURA US$550M5.842%N280118 - US65535HBH12 - VI4B
NOMURA US$750M6.181%N330118 - US65535HBK41 - WDOB
NOMURA US$1.5B2.648%N250116 - US65535HAP47 - KLMB
NOMURA US$1.5B3.103%N300116 - US65535HAQ20 - SUJB
NOMURA US$1.5B1.851%N250716 - US65535HAR03 - UBDB
NOMURA US$1B2.679%N300716 - US65535HAS85 - ELSB
NOMURA US$1.25B1.653%N260714 - US65535HAW97 - WPLB
NOMURA US$1B2.172%N280714 - US65535HAY53 - WT4B
NOMURA US$1B2.608%N310714 - US65535HAX70 - VNLB
NOMURA HOLDINGS, INC - JP3762600009 - N33
NOMURA US$600M6.087%N330712 - US65535HBP38 - HJJB
NOMURA US$900M6.07%N280712 - US65535HBM07 - FJWB
NOMURA US$1B5.783%N340703 - US65535HBV06 - YGZB
NOMURA US$500M F270702 - US65535HBQ11 - OXTB
NOMURA US$500M5.594%N270702 - US65535HBR93 - QRFB
Stapled Security
No

Announcement Details

Announcement Title
General Announcement
Date &Time of Broadcast
31-Oct-2024 15:27:27
Status
New
Announcement Sub Title
Statement on Administrative Action by Japa'n s Financial Services Agency
Announcement Reference
SG241031OTHR193D
Submitted By (Co./ Ind. Name)
Takeshi Kondo
Designation
Group Corporate Communications Dept.
Effective Date and Time of the event
10/30/2024 17:00:00
Description (Please provide a detailed description of the event in the box below)
Following a recommendation1 issued on September 25, 2024, by Japan s Securities and Exchange Surveillance Commission, yesterday Japan s Financial Services Agency issued an administrative monetary penalty payment order of 21.76 million yen against Nomura Securities Co., Ltd. for Japanese government bond futures transactions conducted in March 2021.

Attachments

1031 NHI_NSC penalty.pdf
Total size =274K