General Announcement::Report of Investigation into Improper Communication of Information and Remediation Action Plan
Issuer & Securities
NOMURA HOLDINGS, INC
NOMURA HOLDINGS, INC - JP3762600009 - N33
Date &Time of Broadcast
Announcement Sub Title
Report of Investigation into Improper Communication of Information and Remediation Action Plan
Submitted By (Co./ Ind. Name)
Group Corporate Communications Dept.
Effective Date and Time of the event
Description (Please provide a detailed description of the event in the box below)
An incident recently occurred whereby information related to the listing and delisting criteria for the upper market currently under review by the Tokyo Stock Exchange was handled improperly from the viewpoint of ensuring fair and sound markets in the course of communicating information at Nomura Securities Co., Ltd. We take this matter very seriously and we regret the trouble that has been caused to our clients and all other concerned parties.
0524 NHI Remediation_Action_Plan.pdf
Total size =301K