General Announcement::Report of Investigation into Improper Communication of Information and Remediation Action Plan

Issuer & Securities

Issuer/ Manager
NOMURA HOLDINGS, INC
Securities
NOMURA HOLDINGS, INC - JP3762600009 - N33
Stapled Security
No

Announcement Details

Announcement Title
General Announcement
Date &Time of Broadcast
24-May-2019 15:02:04
Status
New
Announcement Sub Title
Report of Investigation into Improper Communication of Information and Remediation Action Plan
Announcement Reference
SG190524OTHR4OOV
Submitted By (Co./ Ind. Name)
Takeshi Kondo
Designation
Group Corporate Communications Dept.
Effective Date and Time of the event
05/24/2019 14:00:00
Description (Please provide a detailed description of the event in the box below)
An incident recently occurred whereby information related to the listing and delisting criteria for the upper market currently under review by the Tokyo Stock Exchange was handled improperly from the viewpoint of ensuring fair and sound markets in the course of communicating information at Nomura Securities Co., Ltd. We take this matter very seriously and we regret the trouble that has been caused to our clients and all other concerned parties.

Attachments

0524 NHI Remediation_Action_Plan.pdf
Total size =301K