Change - Announcement of Appointment::Appointment of Mr. Krit Pattamavichaiporn

Issuer & Securities

Issuer/ Manager: ONE ASSET MANAGEMENT LIMITED
Securities: ONESTOXXASEAN FUND - TH6599010001 - CFN
Stapled Security: No

Announcement Details

Announcement Title: Change - Announcement of Appointment
Date &Time of Broadcast: 15-Jul-2020 11:33:36
Status: New
Announcement Sub Title: Appointment of Mr. Krit Pattamavichaiporn
Announcement Reference: SG200715OTHRW65E
Submitted By (Co./ Ind. Name): SIN REP
Designation: SIN REP
Effective Date and Time of the event: 01/07/2020 08:30:00
Description (Please provide a detailed description of the event in the box below): Mr. Krit Pattamavichaiporn has started being the Chief Operating Officer (COO) of ONEAM (without authorized power) since 1 July 2020.

Additional Details

Date Of Appointment: 01/07/2020
Name Of Person: Mr. Krit Pattamavichaiporn
Age: 54
Country Of Principal Residence: Thailand
The Board's comments on this appointment (including rationale, selection criteria, and the search and nomination process): He has direct experience in asset management companies for 30 years. His past responsibility and experience cover fund operations and fund registrar. He has precise knowledge of the relevant regulations and rules on the asset management industry. He is one in the working group in considering and advising practice guidelines for other asset management companies when the SEC or government agencies issue new regulations of various types of funds for the Association of Asset Management Companies (AIMC).
Whether appointment is executive, and if so, the area of responsibility: The COO oversees a company's business operations and reports to the CEO to ensure the company has effective operational and financial procedures in place. The COO handles a company's internal affairs such as Legal, Finance and Accounting, Fund Operation, and to design operations strategies, communicate policies to employees.
Job Title (e.g. Lead ID, AC Chairman, AC Member etc.): Chief Operating Officer
Any relationship (including immediate family relationships) with any existing director, existing executive officer, the issuer and/ or substantial shareholder of the listed issuer or any of its principal subsidiaries: No
Conflict of interests (including any competing business): No
Working experience and occupation(s) during the past 10 years: All of his working experience in the past:
1. Chief Operating Officer at One Asset Management Limited (1 July 2020 - present)
2. Director, Head of Fund Operations at UOB Asset Management (Thailand) Co., Ltd. (1997 - June 2020)
3. Manager Capital Market at Thanasap Finance and Securities Co., Ltd. (1995-1996)
4. Manager Financial Reporting CMIC Finance and Securities Co., Ltd. (1994-1995)
5. Chief of Fund Accounting Section at MFC Asset Management Public Co., Ltd. (1988-1994)
Undertaking submitted to the listed issuer in the form of Appendix 7.7 (Listing Rule 704(7)) Or Appendix 7H (Catalist Rule 704(6)): No
Shareholding interest in the listed issuer and its subsidiaries?: No
# These fields are not applicable for announcements of appointments pursuant to Listing Rule 704 (9) or Catalist Rule 704 (8).
Past (for the last 5 years): No
Present: No
(a) Whether at any time during the last 10 years, an application or a petition under any bankruptcy law of any jurisdiction was filed against him or against a partnership of which he was a partner at the time when he was a partner or at any time within 2 years from the date he ceased to be a partner?: No
(b) Whether at any time during the last 10 years, an application or a petition under any law of any jurisdiction was filed against an entity (not being a partnership) of which he was a director or an equivalent person or a key executive, at the time when he was a director or an equivalent person or a key executive of that entity or at any time within 2 years from the date he ceased to be a director or an equivalent person or a key executive of that entity, for the winding up or dissolution of that entity or, where that entity is the trustee of a business trust, that business trust, on the ground of insolvency?: No
(c) Whether there is any unsatisfied judgment against him?: No
(d) Whether he has ever been convicted of any offence, in Singapore or elsewhere, involving fraud or dishonesty which is punishable with imprisonment, or has been the subject of any criminal proceedings (including any pending criminal proceedings of which he is aware) for such purpose?: No
(e) Whether he has ever been convicted of any offence, in Singapore or elsewhere, involving a breach of any law or regulatory requirement that relates to the securities or futures industry in Singapore or elsewhere, or has been the subject of any criminal proceedings (including any pending criminal proceedings of which he is aware) for such breach?: No
(f) Whether at any time during the last 10 years, judgment has been entered against him in any civil proceedings in Singapore or elsewhere involving a breach of any law or regulatory requirement that relates to the securities or futures industry in Singapore or elsewhere, or a finding of fraud, misrepresentation or dishonesty on his part, or he has been the subject of any civil proceedings (including any pending civil proceedings of which he is aware) involving an allegation of fraud, misrepresentation or dishonesty on his part?: No
(g) Whether he has ever been convicted in Singapore or elsewhere of any offence in connection with the formation or management of any entity or business trust?: No
(h) Whether he has ever been disqualified from acting as a director or an equivalent person of any entity (including the trustee of a business trust), or from taking part directly or indirectly in the management of any entity or business trust?: No
(i) Whether he has ever been the subject of any order, judgment or ruling of any court, tribunal or governmental body, permanently or temporarily enjoining him from engaging in any type of business practice or activity?: No
(j) Whether he has ever, to his knowledge, been concerned with the management or conduct, in Singapore or elsewhere, of the affairs of :-
(i) any corporation which has been investigated for a breach of any law or regulatory requirement governing corporations in Singapore or elsewhere; or: No
(ii) any entity (not being a corporation) which has been investigated for a breach of any law or regulatory requirement governing such entities in Singapore or elsewhere; or: No
(iii) any business trust which has been investigated for a breach of any law or regulatory requirement governing business trusts in Singapore or elsewhere; or: No
(iv) any entity or business trust which has been investigated for a breach of any law or regulatory requirement that relates to the securities or futures industry in Singapore or elsewhere, in connection with any matter occurring or arising during that period when he was so concerned with the entity or business trust?: No
(k) Whether he has been the subject of any current or past investigation or disciplinary proceedings, or has been reprimanded or issued any warning, by the Monetary Authority of Singapore or any other regulatory authority, exchange, professional body or government agency, whether in Singapore or elsewhere?: No
Any prior experience as a director of an issuer listed on the Exchange?: No
If no, please state if the director has attended or will be attending training on the roles and responsibilities of a director of a listed issuer as prescribed by the Exchange: NA, his position is not a director but COO.